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pipe. Currently the Company holds portion of 25% of paid-up capital. After the waiving, the Company's portion of holding share will reduce from 25.00% to 15.15% of paid-up capital. This transaction is

Supervisory Board No. TorThor/Nor/Khor. 37/2553 Re: Prohibited Characteristics of Personnel in Capital Market Industry dated September 15, 2010. As {A} is, at present, an executive of an securities company, the

Miss Sugunya Sukjaroenkraisri Miss Sugunya Sukjaroenkraisri, a Chief Executive Officer for the operation of Asia Capital Group Public Company Limited (“ACAP”), shall be liable for ACAP’s failure to

Miss Sugunya Sukjaroenkraisri Miss Sugunya Sukjaroenkraisri, a Chief Executive Officer for the operation of Asia Capital Group Public Company Limited (“ACAP”), shall be liable for ACAP’s failure to

Miss Sugunya Sukjaroenkraisri Miss Sugunya Sukjaroenkraisri, a Chief Executive Officer for the operation of Asia Capital Group Public Company Limited (“ACAP”), shall be liable for ACAP’s failure to

Mr. Norravit Taesukavat Mr. Norravit Taesukavat, Chief Financial & Accounting Officer, who is responsible for the operation of Srisawad Capital 1969 Public Company Limited ("SCAP"

shares of another company as a joint investment with the client and would share capital gains with the client; however, she did not use the client’s money to invest in such shares, nor did she buy the

SMART’s failure to prepare and submit the accurate financial statements for Q1/ 2017 ended March 31, 2017 within the period specified by the Capital Market Supervisory Board. SEC Act S.300 Settlement

reference. Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency