(Thailand) Plc, the SEC probed into the case and found that {A} had traded the securities on the client's securities account without client?s order and resulted in the trading loss. In addition, several

Bangkok, February 4, 2013 - The SEC suspended two capital market investment consultants, namely, {B} and {C}, as well as, two securities investment consultants, namely, {A} and {D} (formerly {F}), of

shares or 64.35 percent of the total ordinary shares sold of MAKRO then held directly and indirectly by SHV, at 787 baht per share significantly higher than the market price, thus requiring CPALL make a

, and serve as a fundamental pillar for sustainable organizational and economic development in the future. This commitment aligns with SET’s vision: To Make the Capital Market ‘Work’ for Everyone

capital market business personnel will not be accepted for consideration, effective from 14 July 2026***.In determining the sanction period, the SEC took into account several factors, including the

not an approved investor contact or a securities company executive at the moment. The SEC, therefore, recorded his actions for future reference and will not approve his position as capital market

investment advice, investment planning, analysis of investment or capital market products , investment management, management of the intermediary ’s branch office, or supervising account of clients and making

market products, investment management, management of the intermediary’s branch office, or supervising account of clients and making decision for clients; (3) controlling, supervising and managing business

The strategic plan was announced at the SEC Conference on Driving Capital Market toward Transformation, Growth and Sustainability on 25 February 2020 at The Athenee Hotel Bangkok. The conference

market.? Hence, we take all factors, such as growth, market development, social changes and disruptive technologies, into account in discharging such duty. These changes inevitably affect the way funds are