Filing and Exemption from Filing of Registration Statement for Debt Securities Offering (No. 4)

Selling of Newly Issued Debt Securities and Derivative Warrants of Securities Issuer (codified)

Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Debt Securities

due to unrealized loss from mark to market price of investment in listed securities and sale of investment in Thanh Cong Securities Joint Stock Company (“Thanh Cong”). However, the company had already

and listed securities. While in 2018 the Company recorded a significant amount of unrealized loss from mark-to-market price of investment in listed equity securities, coupled with the loss on sale of

eliminate private fund's custodian reporting requirement as the custodian does not value the assets on mark to market basis. In order to provide investors with more accurate information on the fund's asset

eliminate private fund?s custodian reporting requirement as the custodian does not value the assets on mark to market basis. In order to provide investors with more accurate information on the fund?s asset

Mr. Mark Edward Kirkham Mr. Mark Edward Kirkham colluded with PFS International Consultants Co., Ltd. (“PFS”) and other alleged offenders in soliciting several foreign residents to use services and

Determination of Definitions in Notifications Relating to Issuance and Offer for Sale of Debt Securities (No. 2)

Re: Exemption from the Requirements to Submit Registration Statements for the Offer for Sale of Debt Securities