Notification of the Capital Market Supervisory Board No. Tor Nor. 17/2560 Re: Rules for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Investors and Private
Determination of Investment Management not being regarded as Securities Business in the Category of Private Fund Management 06/08/2009 16/08/2009 2. Notification of the Securities and Exchange Commission 1
main objective is to promote and develop securities businesses in the category of investment management; “Private fund manager” means a director or an employee of a securities company licensed to
management; “Private fund manager” means a director or an employee of a securities company licensed to undertake securities business in the category of private fund management, who is authorized by such
192 million, an increase of 18 percent compared to the second quarter of the previous year, mainly due to an increase in mutual fund management fees and private fund management fees from funds managed
securities business in the following categories: (1) mutual fund management; (2) private fund management; or (3) brokerage, dealing or underwriting, excluding brokerage, dealing or underwriting limited to debt
Trading plans without being regarded as carrying out the securities business of private fund management or derivatives fund management, respectively. These rules have been in effect from 16 May 2019
and Non-Retail Investors and Contract on Offering of Private Fund Management Service (No. 14): https://publish.sec.or.th/nrs/10024p_r.pdf (2) Notification