ธุรกรรม 2) แก้ไขนโยบายการรับลูกค้าให้เหมาะสมกับระบบงานที่พร้อมให้บริการตามข้อตกลงระดับการให้บริการที่ตกลงไว้กับลูกค้า (Service Level Agreement) 3) แก้ไขระบบงานที่สามารถรองรับการประกอบธุรกิจได้อย่างต่อ
operators in the capital markets who plan to apply fintech must comply as follows: (1) Set a policy on fintech application at board or executives level; (2) Have personnel understand the basic
the securities business operators. The proposed guidelines and this public hearing will be presented to securities business operators who plan to apply fintech in the capital markets must comply as
Thai bourse as well as the regulations governing offer of sale of depositary receipts (DRs) on foreign securities. The promulgation of those regulations is under the SEC strategic plan, aiming to expand
report and corrective action plan, and (2) the Risk Level Assessment (RLA). Business operators that need to activate their Business Continuity Plan (BCP) may allow employees to work from home in
business continuity plan (Business Continuity Plan: BCP) which is consistent with the policy stipulated in (1) approved by senior management and board of directors or working group that is assigned in
Bangkok, October 15, 2014 ? The SEC supported Thaipat Institute in announcement on progress level assessment of Thai listed companies? anti-corruption (anti-corruption progress indicator). The
” takes place every year to recognize government organization that be able to transform itself to be high level digital government and be a role model for other government agencies. SEC as an
is an initiative under the ACMF Implementation Plan endorsed by the ASEAN Finance Ministers in 2009. The Framework aims to facilitate cross-border offerings of Equity Securities and Plain Debt