Company Limited (“BAY”). Being the person responsible for BAY’s operations, she failed to issue orders or omitted to perform her duties as required. This pertains to the case where BAY, acting as the
operations of JKN at the time of the incident. He failed to issue orders or take actions that were his duty to perform in the case where JKN, as a listed company, was obligated to disclose documents or
has a material issue on violation of laws or regulations in the environmental area, or is under the accusation of causing a negative impact on the environmental issue, especially the issue appearing in
an authorized agency regarding whether or not the operation of the Company and subsidiaries has a material issue on violation of laws or regulations in the environmental area, or is under the
ทีบ่รษัิทมเีงนิลงทนุกระจกุตวัในกรณีดงันี้ 1. เงนิลงทนุกระจกุตวัเมือ่เทยีบกบั issue size • เมือ่ลงทนุกระจกุตวัในราย issue หรอื mkt. cap จะท าใหเ้งนิลงทนุมสีภาพคลอ่งต า่ • Liquidate ไดย้าก / อาจไดใ้นราคา
client and the execution of transaction for client to prevent the use of fund management business as a vehicle for money laundering provided that the policy on such matter should be in accordance with the
corporate governance for the listed company; (4) The acceptance of client and the execution of transaction for client to prevent the use of fund management business as a vehicle for money laundering provided
Notification may be made only when the value of the approved securities does not exceed the allotted quota determined by the Bank of Thailand for controlling the execution of transactions related to foreign
relating to the joint venture project and/or proceed with any necessary arrangements relating to the joint venture project, commencing from execution of contract, memorandum of agreement, and various
with execution)** โดยได้รับยกเว้นใบอนุญาตประกอบธุรกิจหลักทรัพย์ประเภทการจัดการกองทุนส่วนบุคคล และใบอนุญาตประกอบธุรกิจสัญญาซื้อขายล่วงหน้าประเภทผู้จัดการเงินทุนสัญญาซื้อขายล่วงหน้า สำหรับการให้บริการดัง