, said: ?During the past 10 months, the SEC has successfully imposed civil sanctions on 21 offenders, either natural or juristic persons, in the total of eight cases. The offenses involved misuse of inside
first MOA is for cooperation in monitoring and oversight of fund mobilizing companies or capital market business operators, entering the rehabilitation process or involved in a bankruptcy case pursuant to
have reviewed the criteria for licensing application and prevention of conflicts of interest, with involved parties engaging in the whole process. Results of the regulatory review will be completed in
definition of market price to become explicit for funds to operate any transactions with the involved parties without the approval from their trustees, the revision of investment for assets management
such as, the definition of market price to become clearer funds to operate any transactions with the involved parties without the approval from their trustees, the revision of investment for assets
companies; therefore, shareholders are not involved in the decision making regarding such transaction.The SEC therefore is proposing to amend the rules governing the execution of material transactions and
qualifications whereby an IPO applicant shall not get involved in any illegal business. The proposed amendments are in line with the regulations for issuance of newly issued shares of public limited companies
case against other persons allegedly involved in the FOCUS share price manipulation. # # #
market. Investor contacts are obliged to send trading orders into the Stock Exchange of Thailand's trading system properly and not get involved in any wrongdoing. Any investor contact who fails to comply
. Saran. Mr. Sunthorn Srimai, who was an NE director, was involved in the arrangement. The payment was made by Miss Kornrawan. This case is in the process of inquiry by the special case inquiry official