(Oldest) Notification of the Office of the Securities and Exchange Commission SorNor. 14/2552 Prospectus for Offer for Sale of Newly Issued Investment Units of Property Funds for Solving Financial
) Date (Oldest) Notification of the Office of the Securities and Exchange Commission SorNor. 14/2552 Prospectus for Offer for Sale of Newly Issued Investment Units of Property Funds for Solving Financial
) Notification of the Office of the Securities and Exchange Commission SorNor. 14/2552 Prospectus for Offer for Sale of Newly Issued Investment Units of Property Funds for Solving Financial Institution Problems
underwriting limited to investment units (LBDU) and derivatives brokerage by requiring the business operator set up a compliance unit with clear duty and responsibility in writing and having adequate number of
to investment policy and necessity of the fund; (b) not being a trading of investment units between mutual funds under the same management company, which is prohibited under Section 126(3). When
Are Not Debt Instruments or Investment Units dated 3 August 2009; (3) The Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2553 Re: Rules, Conditions and Procedures for Brokerage and
percent of the trading value of such securities, excluding investment units . The trading value under Paragraph 1 shall include the securities trading for the clients’ accounts and the proprietary account
” means any person which mutual fund management company entrusted to sell or redeem investment units, as the case may be, of mutual fund; “Staff” means any staff and employee of the management company and
supporter” means any person which mutual fund management company entrusted to sell or redeem investment units, as the case may be, of mutual fund; “Staff” means any staff and employee of the management