on standards of conduct. The FOCUS and IFEC manipulations took place in 2008. The SEC had already filed a criminal complaint against the wrongdoers and aiders while the Settlement Committee had
every firm passed the six key elements with highest average score in the area of client acceptance and continuance (A&C) where most firms already have in place engagement acceptance procedures that take
company should arrange an information management system according to the following guidelines: (1) putting in place an efficient information management system that is capable of processing accurate and up
Corporate Governance for Bond Issuers, the statistics and trends of the Annual General Shareholders’ Meeting, and the preparation of the OECD Corporate Governance Factbook 2025. The events took place during
The Securities and Exchange Commission (SEC), in collaboration with Manoottangwai (meaning “people of different generations”) content creator, organized the "Lifelong Investing for the 50
Power Strategy Committee, and representatives from private sectors. The event took place at the Ministry of Commerce on 24 February 2025. At the panel discussion, SEC Director of the Digital
mechanism for propelling sustainable development. The meeting took place at the SEC Building on 26 January 2024. In the picture (from left to right):1. Ms. Pranee Leksrisakul, Assistant Director
The Securities and Exchange Commission (SEC), led by Ms. Jomkwan Kongsakul and Mr. Anek Yooyuen, Deputy Secretaries-General, provided information to the press at the monthly media briefing in August