Regulation regarding Measures in Case of Events that May Affect the Listed Companies’ Financial Condition and Business Operation B.E. 2561 (2018), effective since 2 June 2018.**Regulation of the Stock Exchange
Public hearing on the regulation governing offer for sale of ASEAN Collective Investment SchemeBangkok, April 20,2012 - The SEC will allow offer for sale of ASEAN Collective Investment Scheme ("ASEAN
Bangkok, February 11, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the SEC Board has approved draft regulation on the offering of ASEAN Collective Investment Schemes (ASEAN CIS
Bangkok, October 31, 2012 - The SEC is seeking public comment on regulation on outsourcing in securities and derivatives businesses. The proposed regulation aims to standardize the supervision on
responsibility of the organizations concerning derivatives business showing the separation between organizations and personnel whose responsibility or nature of work may cause conflict of interest (b) a guideline
Bangkok, August 20, 2012 ? The SEC revealed that examination on quality assurance of audit firms showed satisfactory result after the issuance of regulation requiring all auditors of companies in the
acquisition and disposal of assets yearly 2004 (“the Law and Regulation”), which the highest value of the Transaction is 20.81% calculating from the Regulation of Total Value Repayment. The details of the
) รวมทั้ง เข้าร่วมเสวนาในงาน EU-Asia Pacific Forum on Financial Regulation เพื่อแลกเปลี่ยนมุมมองต่อประเด็นด้านความเสี่ยงและความท้าทายในการกำกับดูแล Crypto-Assets and Tokenization และสนับสนุนให้มีการส่ง
areas, namely securities regulation reviewed under 37 IOSCO Objectives and Principles of Securities Regulation, and the clearing and settlement infrastructures reviewed under the Principles for Financial