and Exchange Commission, resulted from the instruction or the failure to give instruction which is a duty required to be performed. This case is in the process of inquiry by the inquiry official. DAB
and derivatives before the execution of Mr. Komen’s order for the mutual fund was completed. This case is in the process of inquiry by the inquiry official. SEC Act S.244/2 in conjunction with 244/1
attorney for filing a lawsuit to a civil court currently under the state attorney process SEC Act (the fifth amendment) Section 244/3 (1) in conjunction with Section 83 of the Penal Code / SEC Act
which is duly required to be performed. This case is in the process of inquiry by the inquiry official. SEC Act S.300 in conjunction with 33 Criminal Complaint Filed with an Inquiry Official Dated 13
specified in the notification of Capital Market Supervisory Board. This case is in the process of inquiry by the inquiry official. SEC Act S.56(2)(3)(4) Criminal Complaint Filed with an Inquiry Official
within the period specified in the notification of the Capital Market Board. This case is in the process of inquiry by the inquiry official. SEC Act S.56(1)(2)(3)(4) Criminal Complaint Filed with an
statements for the year 2023 and (2) the annual report for the year 2023 (Form 56-2, 2023) to the SEC within the specified period. This case is in the process of inquiry by the inquiry official. SEC Act S
specified in the notification of Capital Market Supervisory Board. This case is in the process of inquiry by the inquiry official. SEC Act S.56(1)(4) Criminal Complaint Filed with an Inquiry Official Dated