%) Equity Unit trust Fixed income Operator %total UT  BlackRock JPMorgan Asset Management Wellington Management PIMCO Allianz 13% 9% 6% 5% 5% Total 39% 2% 75% 20% Corp. Deposit FI Debt instrument Gov. Bond 3

debt instrument issuance and takeover activities and enhancing oversight of audit firms and capital market professionals;  (5) Enhancement of Law Enforcement and Penalty: vesting SEC officers the power

surveillance. As a result, the Thai BDC is expected to increase its role in market surveillance and to develop the electronic trading platform to accommodate the Thai debt instrument marketûs future growth https

. 7 Clause 16 shall apply to the securities dealing which are not debt instrument mutatis mutandis. Chapter 1 Operational Control Clause 4. A securities company shall have a code of conduct in writing

entrusted to perform the duty for a securities company. Clause 3/2. 7 Clause 16 shall apply to the securities dealing which are not debt instrument mutatis mutandis. Chapter 1 Operational Control Clause 4. A

the securities dealing which are not debt instrument mutatis mutandis . Chapter 1 Operational Control Clause 4. A securities company shall have a code of conduct in writing, to be approved by the Board

person who performs the duty as REIT manager in accordance with the trust instrument. Chapter 1 General Provisions __________________ Clause 4 An offer for sale of debt securities, which is not exempted

party serving as the trust manager under the trust instrument; “financial advisor” means a financial advisor in the list approved by the SEC Office; “registration statement” means the registration

statistics, debt instrument issuance was used to raise fund in a great number; for instance, long-term bonds issued by listed companies accounted for almost 500 billion baht. Study on investor behaviors and

Exemption from Filing of Registration Statement for the Offer for Sale of Debt Securities