สมาคมส่งเสริมสถาบันกรรมการบริษัทไทย (IOD) นางวรวรรณ ธาราภูมิ ประธานกรรมการบริหาร บริษัทหลักทรัพย์จัดการกองทุนรวม บัวหลวง นางสาวพฤกษา เอี่ยมธงทอง ผู้อำนวยการอาวุโส Aberdeen Standard Investment Asia และ
to provide investors with quality and standard services from business operators.The regulations will require business operators to provide personnel, communication system, customer service system
virtue of Clause 5(1) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to
Intermediary _____________________________ By virtue of Clause 5(1) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement
5(1) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of
ดาวน์โหลดคู่มือดังกล่าวได้ที่ลิงก์ https://www.sec.or.th/TH/Documents/Guide/guide-CFA-ESG.pdf _____________________หมายเหตุ: *CFA Institute ซึ่งเป็นสถาบันระดับโลกที่พัฒนาผู้ประกอบวิชาชีพด้านการลงทุน ได้เผย
that guide businesses and investors in their decisions to optimize interrelated economic, social and environmental impacts. Mr. Arkhom Termpittayapaisith, Minister of Finance, stated, “As we all know
companies generally offer private funds in the form of a standard portfolio. This business model provides clients with a selection of pre-defined investment portfolios without being customized to each
conducting its business at a high standard of Good Corporate Governance practices, particularly regarding the rights and equitable treatment of its shareholders. It is our responsibility to enhance the
Requirements | - |- Online Submission | - |- Standard Practices | - |- Risk Control | - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology