-5 years or a fine from 200,000-500,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues as specified by Section 289 of the SEA. The SEC

subject to an imprisonment from 2-5 years or a fine from 200,000-500,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues.  The SEC therefore

. 2546 (2003) and liable to punishments under Section 125 of the said Act, namely up to three years? imprisonment or up to 300,000 baht fine or both, and a daily fine of 10,000 baht throughout the period

Securities and Exchange Act of 1992. Their actions therefore were in violation of Section 90 and liable to penalties under Section 289, which are imprisonment for a term of 2 to 5 years and a fine from 200,000

Derivatives Act B.E. 2546 (2003) and thus liable under Section 125 of the same Act to imprisonment for a term not exceeding three years or a fine not exceeding three hundred thousand baht or both and a further

to imprisonment for a term of 2 - 5 years and a fine of 200,000 baht to 500,000 baht, and a further daily fine not exceeding 10,000 baht for every day during which the contravention continues.

, constituting an offense. Accordingly, the criminal fining committee issued an order to require the company to pay a fine. In addition, Mr. Suphan Sethapanich committed an offense under Section 283 paragraph 1

, PDI stopped its mining activities in 2016 and ceased conventional zinc business by the end of 2017. Whilst sustaining the zinc business as a trading business, PDI reassessed its business structure to

debt in sustaining the net capital**. Moreover, the proposed amendment included a review of the risk haircut rates used in calculating the net capital adequacy in alignment with the current conditions

imprisonment and fine penalty. In case of an act liable to violation of other laws, SEC will cooperate with relevant agencies for further proceedings. ________________________