available at www.sec.or.th/hearing . Related persons and interested parties may express their comments at the website or send comments to e-mail benja@sec.or.th or sawarin@sec.or.th until 20 August 2019
/PB_Detail.aspx?SECID=662. Stakeholders and interested parties are welcome to give comments and suggestions via the website or by phone at 0-2033-9516, 0-2263-6279, 0-2033-9882 or send email to chaowaporn
to send comments or suggestions by 16 November 2020 via the website or e-mail to pitchayai@sec.or.th. ________________________ Note: *4 Acts are the Securities and Exchange Act B.E. 2535
Mr. A did not consent to bring an end to the case at the SEC level, the SEC therefore decided to send a letter to the prosecutor to file a civil lawsuit against Mr. A and press for civil sanctions
explanation to the SEC accordingly. In performing duties, investment consultants can send trading orders only when obtaining instructions from the clients. They are not allowed to make securities
the transactions and permitted {A} to continue trading in attempt to recover loss incurred in the trading account.In performing their duties, investment consultants can send trading orders only when
authorization that {A} had obtained to make securities trading decisions on the clients' behalf.In performing their duties, investment consultants can send trading orders only when obtaining instructions from
market. Investor contacts are obliged to send trading orders into the Stock Exchange of Thailand's trading system properly and not get involved in any wrongdoing. Any investor contact who fails to comply
trust instrument has an impact on the benefits or returns of the invested capital of sukuk, the asset trustee shall send a copy of such additional amendment to the Thai Bond Market Association in a
increase or decrease in the number of shares; (c) redemption of securities; (d) amalgamation, merger or takeover by making a tender offer; (e) distribution of share dividends; (f) conversion of securities