demonstrate to the Office that such person is able to access and study information necessary for making decisions to invest in the offered securities by himself and the offer made to such person is not required
. specifying the source of data used in decision making, the study of analysis/research article, criteria in selecting the investment, fund manager’s rationale for deviating investment plan from the conclusion
: - Industry analysis: - Study and analysis of fundamental factors of the business to be invested. (3) Prescription of criteria for selecting an analysis/a research to support an investment decision. (4
ดูแลบริษัทจัดการและกองทุนรวมนอกจากนี้ CSSF ยินดีให้การสนับสนุนการเสนอขายกองทุนไทยในยุโรปภายใต้กรอบความร่วมมือ Alternative Investment Fund Managers Directive (AIFMD) ซึ่ง ก.ล.ต. ได้เข้าร่วมลงนามในบันทึก
retirement?. Presented at the Forum were the study on major exchange volatilities which are interrelated during the crisis and the study allocation of investment suggesting that starting plan for retirement
Institute of Development Administration (NIDA) to organize ?SEC Working Papers Forum.? The Forum starting by this month aims to provide a platform for capital market research presentation and knowledge
the securities companies have not yet conducted securities research (full report) of such securities. The ASCO's regulation will be effective on June 1, 2013. The company report will contain useful data
the securities companies have not yet conducted securities research (full report) of such securities. The ASCO?s regulation will be effective on June 1, 2013. The company report will contain useful data
economy in the long run. Dr. Jitipol Puksamatanan, researcher, Faculty of Business Administration, NIDA said that the result of study illustrated differences in risks and returns based on CG levels of
Investment Fund Managers Directive (AIFMD) ซึ่งมีผลบังคับใช้ตั้งแต่ วันที่ 22 กรกฎาคม 2556 เพื่อการกำกับดูแลบริษัทจัดการลงทุนที่จัดการหรือเสนอขายกองทุนใด ๆ ซึ่งมิได้เข้าข่ายเป็น UCITS โดยหลักเกณฑ์ดังกล่าวจะส่ง