derivatives trading orders to make up the record of receiving those orders. In addition, Napat had been authorized by a client to make securities trading decisions and he confirmed the trading transactions to
on behalf of clients.Following the report of Kasikorn Securities Plc., the SEC probed into the case and found that {A} had been authorized by two clients to make derivatives and securities trading
Consolidated Financial Statements ended 31 March 2020, which have been reviewed by the Company’s authorized auditor. The Board of Directors deemed appropriate to appoint the said authorized auditor to perform
Bangkok, October 31, 2013 ? The SEC is seeking public comment on revising the rules to exempt independent directors? requirement of licensed derivatives advisors and authorized financial institutions
Mrs. Somruedee Thaiphanit Mrs. Somruedee Thaiphanit, the authorized director who is responsible for the operation of WAS BUSINESS COMPANY LIMITED ("WAS") shall be liable for WAS’s failure
Miss Lakhana Sawaengha Miss Lakhana Sawaengha, former director of Asset Million Co., Ltd. (“AMC”), aided and abetted Mr. Suriya Lapvisuthisin, as an instigator, and three other authorized directors
Mr. Sompong Wittayaraksan Mr. Sompong Witthayaraksan, former Chairman of S.E.C. Auto Sales and Services Plc. (SECC), conspired with Mr. Somchai Sriphayak, former authorized director of SECC Holding
authorized director of SECC Holding Co., Ltd. (SECC Holding), to embezzle SECC’s money by arranging for an extension of fictitious loans worth Baht 245 million to four nominees through its subsidiary, SECC
MR. KANAPOD NITSIRIPHAT Mr. Kanapod Nitsiriphat, authorized director who is responsible for the operation of Eastern Energy Plus Company Limited (“EEP”) shall be liable for EEP’s offering for sale of
MRS. JHITRAPORN TECHACHARN Mrs. Jhitraporn Techacharn, authorized director who is responsible for the operation of Eastern Energy Plus Company Limited (“EEP”) shall be liable for EEP’s offering for