capital utilization from previous PP capital increases. The SEC therefore ordered POLAR to submit documents and clarify the information thoroughly within seven days and publicly disclose such information
February 2014 before the information became publicly known on 28 February 2014. Such action was deemed taking an unfair advantage of other people.Chai?s misconduct was in violation of Section 241 and liable
filed the criminal complaint against {A} with the DSI for further legal proceeding. Consequently, he is deemed as having untrustworthy characteristics of director of a publicly held company, and thus
to 500,000 baht, plus a daily fine of 10,000 baht until the period of violation ends.In addition, Global Consultant publicly advertised that the company had a team of experienced and expert investment
, Mr. Somchit is deemed as having untrustworthy characteristics of a publicly held company director and executive on the grounds that the SEC filed the criminal complaint against him for his alleged
until then and the SEC will not consider his renewal application for another six months. The SEC also publicly reprimanded {B} for his inappropriate behaviors in performing duties as an investment
. PICNI must submit to the SEC and publicly disclose the rectified and audited financial statements within December 26, 2012. Earlier, the SEC found that the auditor did not express opinion on such
financial statements and effective information technology. This will enable them to operate their business effectively, determine business strategy in a timely manner and become a publicly traded company
. Applicable Law Identify the law applicable to the debt securities being publicly offered and/or listed. III. RISK FACTORS 1. The registration statement shall prominently disclose risk factors that are specific
have been introduced and, to the extent the development of new products or services has been publicly disclosed, give the status of development. 3. Summarize information regarding the extent to which the