undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Office of the Securities and
. ----------------------------- Notification of the Office of the Securities and Exchange Commission Governing Undertaking of Other Business of Securities Companies B.E. 2552 (2009) ___________________ Whereas Section 98(8) of the Securities
the SEC website: https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=1062. Relevant stakeholders and other interested parties are invited to submit their comments via the website or email at debt
yet redeemed.** Two notifications of relevant regulations are: (1) Notification of the Securities and Exchange Commission No. Kor Jor. 5/2567 Re: Determination of Characteristics of Bill Issued as
Complex Instruments Type 2 is allowed to give advice to investors about capital market products with non-complex features and investment units or debt securities with high risks or complexity, e.g
reference. Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency
Clause 4/1 of the Notification of the Securities and Exchange Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt
Securities Dealing which are not Debt Instruments dated 26 September 2000 as amended by the Notification of the Securities and Exchange Commission No. KorThor. 23/2549 Re: Rules, Conditions and Procedures for
Notifications: (a) Notification of the Capital Market Supervisory Board concerning Rules for Approval of Foreign Business for Offering for Sale of Newly Issued Debt Instruments Denominated in Thai Baht; (b