cyber risks and internal control systems to prevent and manage risks that may cause widespread damage to business operation and impact on shareholders, stakeholders and the overall capital market. The
service for investment in mutual funds; and (5) demonstrate readiness in terms of financial condition, operational systems and human resources.?The new type of selling agents will not only promote
among their business units or sufficient check and balance systems must be in place. This is to ensure that REIT trustee will perform duty for the utmost benefits of REITs and REIT unitholders. In this
strictly monitor and supervise their investment consultants to follow such requirements, the SEC may consider that they have inefficient compliance systems and may pursue further actions.?The trading volume
businesses development and supervision. The MoU aims at promoting cooperation on development of derivatives businesses, exchange of information on derivatives business operators, trading systems and research
The Securities and Exchange Commission (SEC), in collaboration with the Information Systems Audit and Control Association – Bangkok Chapter (ISACA Bangkok Chapter), co‑hosted a workshop for the
with the SEC’s strategic plan to enhance the effectiveness of internal audit functions and internal control systems. These efforts aim to elevate the corporate governance standards of listed companies
Management Systems: CRMS) ประจำปี 2568 ในระดับดีเยี่ยม (Excellent) ด้านการใช้จ่ายงบประมาณ “ซื้อขายและอนุญาตให้ใช้สิทธิในโปรแกรมคอมพิวเตอร์ (Microsoft Enterprise Agreement)”สำหรับผลการประเมินดังกล่าว ก.ล.ต