directors of the company to take the highest responsibility in managing the company, regardless of the title; (3) “institutional investor” means institutional investor under Section 3 of Derivatives Act B.E
than what the customer could tolerate.In the case of {B}, who was a securities investment consultant at Thanachart Bank Public Company Limited (TBANK) at the time of misconduct, the SEC received a
Consolidated net loss for the period (Q1) amount -4.57 million compare with the same period (Q1) for the last year amount -2.80 because the Company Cost of Market Development of Expanding the customer base and
strategies for the development and promotion of duties and self-discipline within securities companies – a critical responsibility for everyone, including the board and management, customer service, risk
Miss Wanichaya Paksaranuwat Miss Wanichaya Paksaranuwat, a director of a cryptocurrency broker and dealer called Coins TH Company Limited ("Coins TH") at the time of the incident, was
Mr. Trin Indra-opas Mr. Trin Indra-opas, Chief Executive Officer and Acting Chief Finance and Budget Officer, shall be liable for Asia Wealth Securities Public Company Limited [“Asia Wealth”] order
-called Know Your Customer (KYC)/ Customer Due Diligence (CDD) rules and to report suspicious transactions. Moreover, in cooperation with securities business operator, the SEC sets up standards and
the Company also had revenue from inspection service for turnaround of refinery and petrochemical customer. - Cost of service, distribution costs and administrative expense were 425.44 million baht
customer default and filed a lawsuit. But this year the company has no this transaction, so the company has been increased of the net profit result compared with the same period of last year. Therefore
from construction and fabrication sector. And the Company also had revenue from inspection service for turnaround of refinery and petrochemical customer. - Cost of service and administrative expense were