trading orders from the client. {A} admitted that she accepted trading orders via her mobile. The SEC found that {A} intended to avoid complying with conducts of securities company in relation to record
failed to record their clients' derivatives trading orders frequently. {D} admitted that the unrecorded orders were taken via mobile phone and WhatsApp, while {E} admitted that he had accepted his client's
competition and innovation and technology advancement. The 2015 plan comprises six strategic moves: (1) attaining high regulatory standards on par with internationally accepted standards; (2) enhancing
financial gaps and needs using internationally accepted instruments in order to identify target groups and policy areas to focus and to compare with countries in the region or internationally??Monitoring of
?s quarterly and annual financial statements for 2004, which was not prepared in compliance with generally accepted accounting principles concerning the matching principle, which was a breach of
;Generally Accepted Accounting Principle(US GAAP) ให้บริษัทที่ออกหลักทรัพย์จัดทำและเปิดเผยข้อมูลในงบการเงินในรายการที่ไม่มีมาตรฐานการบัญชีไทยครอบคลุมถึงตามมาตรฐานการบัญชีที่ถือปฏิบัติ
. Development Public Co., Ltd. and subsidiary companies is categorized into two groups to diversify and expand the operation as follows: 1. Real Estate Development: develop residential condominiums, non
, increasing 7% from as of February 28, 2017. This can be categorized by business type as follows: credit card receivable 31,738 million baht, increasing 11% y-y; loans receivable 37,556 million baht, increasing
of derivatives shall be categorized according to their level of risk. The derivatives dealer shall also consider the purpose of investment and determine the appropriate quantity of derivatives
derivatives shall be categorized according to their level of risk. The derivatives dealer shall also consider the purpose of investment and determine the appropriate quantity of derivatives transaction of each