Human Rights for the Business Sector in the Thai Capital Market Project (Phase 3). The workshop aimed to encourage the business sector to operate with consideration for human rights, in line with the

The key points of the amendments to the qualifications of bondholder representatives are as follows:   (1)  A securities company licensed to operate securities brokerage business, securities

The key points of the amendments to the qualifications of bondholder representatives are as follows:             (1)  A securities company licensed to operate securities brokerage business

demonstrated that after the capital reduction, the business operator is still able to operate continuously, with sufficient capital reserves, and has a stable and appropriate future business plan in place

Human Rights for the Business Sector in the Thai Capital Market Project (Phase 3). The workshop aimed to encourage the business sector to operate with consideration for human rights in line with the

In December 2021, the SEC conducted an earlier public hearing on the proposed amendments to the aforesaid Rules, the objective of which is to accommodate the use of technology to operate business in

companies that operate business in the categories of securities brokerage, dealing, investment advisory and underwriting, as well as mutual fund management, private fund management, venture capital

operate such businesses with reasonable costs because the current licensing regime under the Ministerial Regulation is securities license which includes various groups of securities business and all

Following an inspection report from SCB, which is licensed to operate securities business as a Limited Broker Dealer and Underwriter (LBDU) of investment units, SEC conducted a further inquiry and

has an organizational structure that complies with good corporate governance principles, an internal control system, and disclosure of sufficient information. The issuer's ability to operate