Rules, Conditions, and Procedures for Approval of the Private Fund Custodian

Rules on Application for Obtaining Approval and Granting to Perform Trust Business

Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Underlying Shares

Rules, Conditions and Procedures for the Approval of REIT Manager and Standard Conduct

Approval of Appraisal Company and Lead Appraiser Contributing [Asset Evaluation] for Capital Market Transaction

Application and Approval for Offering of Newly Issued Underlying Shares for Transferable Subscription Rights

Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives

for normal situations, business operators must receive the SEC’s prior approval. Hence, business operators requested more clarity as to which operational systems are required and a streamlined process

shareholders’ resolution of approval to issue shares in sufficient support of the exercising of the conversion right before issuance for sale of convertible debentures, etc.  In addition, the SEC has revised the

market and foreign laws is conducted. The proposals resulting from this study will be greatly beneficial to amendment of the Securities and Exchange Act B.E. 2535 (Securities and Exchange Act) to enhance