on derivatives or law on trust for transaction in the capital market; (3) “alleged person” means person against whom the SEC Office, based on its findings, preliminarily considers that [such person
account to engage in market misconduct. The civil penalty begins with the SEC?s submitting the case to the Civil Penalty Committee to approve commencing civil penalty proceedings against the alleged
Kalayanamitr was also charged by the public prosecutor as another alleged offender in this case.
to take action against alleged insider trading of certain listed securities where a group of persons gained multi-million baht of benefits by purchasing such securities with information on change of
Plc. (LVT) concerning alleged unfair treatment in course of the SEC investigation.The SEC Deputy Secretary-General Vasant Thienhom revealed that ?the interview is a process of gathering evidence in
additional three alleged offenders. SEC Act S.312 Criminal Complaint Filed with an Inquiry Official Dated 04/10/2005
the additional three alleged offenders. SEC Act S.312 Criminal Complaint Filed with an Inquiry Official Dated 04/10/2005
AAPICO Hitech Public Company Limited (AH) performance for Q3/2022 which would be significantly increased, alleged purchased AH share by using such insider information through MR. KOH LIAN KING’s securities