a public hearing and incorporating respondents’ comments and suggestions into the drafting of amendments, the SEC has issued the amended regulations* with the key points as follows: (1) Granting
sufficient information disclosure for shareholders? decision-making. Under the proposal, an application for offshore convertible debenture offerings must be jointly prepared by SEC-approved financial advisor
advisor (FA) while more comprehensive disclosure of information about dilution effect are mandatory. The revised regulations will be effective by this June. SEC Secretary-General Vorapol Socatiyanurak
ตลาดหลักทรัพย์และนอกตลาดหลักทรัพย์ งาน M&A งานออกและเสนอขายตราสารหนี้และทุน รวมถึงงานในส่วนของบริษัทร่วมลงทุนของบริษัทหลักทรัพย์ ได้ฉ้อโกงเงินของบริษัทหลักทรัพย์ โดยทำการอนุมัติ referral fees ให้ตนเอง จึงขอ
19 September 2016.On 5 September 2016, North Heaven filed a voluntary tender offer of DSGT securities for business takeover with the SEC. The initial disclosure of the tender offer, which was prepared
rules across all types of personnel and compile existing rules into a single notification for ease-of-use. The compilation of rules into single notification elaborates all related guidelines of capital
other related rules. The draft amendment, having previously undergone a focus group consultation, aims to remove impractical procedures and enhance consistency of relevant provisions under the principle
Bangkok, November 4, 2015 ?The SEC is seeking public comments on a proposed revision to the public offering rules to allow faster and more cost-effective fundraising procedures for listed companies
Mr Sitthiphat Sinfaphanit Mr. Sitthipat, in his capacity as the person responsible for supervising the operations of Beyond Securities Co., Ltd. (“Beyond Securities”), as the financial advisor for
time of the incident was a major shareholder with more than 50% ownership and served as an advisor to SVI, was responsible for setting business strategies and attended important meetings of SVI. He was a