amount equal to the benefit received or is entitled to be received, a reimbursement of investigative expenses incurred by the SEC, and a bar from serving as directors or executives in securities issuing
shall pay a civil penalty, a compensation equal to the benefit received or should have been received, and a reimbursement of investigative expenses incurred by the SEC, totaling 675,056 baht. In addition
the Industrial Estate Authority of Thailand (IEAT) on its 52nd anniversary. On this occasion, the SEC also donated to the Ramathibodi Foundation to support patients in need. The donation was received by
the New Ramathibodi Hospital Building and Yothi Medical Innovation District" on behalf of the SEC executives and staff in celebration of the SEC’s 32nd anniversary. The donation was received by Assoc
the benefits that he received or would have received from the commission of the offense, which is the highest penalty rate prescribed by law, at the amount of 21,284,548.48 baht, and a compensation
Department of Special Investigation (DSI) to pursue legal actions against (1) Prachai Leophairatana - Chairman of the Executive Committee of TPIPL rehabilitation Plan Administrator, and (2) Stern Stewart & Co
infrastructure risk. Compliance Guideline · Segregating l the developer from the system administrator that perform in the production environment. · Providing a written job description which identified clearly
developer from the system administrator that perform in the production environment. o Providing a written job description which identified clearly duties and responsibilities of each type of work and
ทรัพย์ (issuer) หรือผู้ที่ได้รับมอบหมายให้ส่งข้อมูลแทน issuer (outsource) เช่น underwriter หรือบริษัทในเครือ ต้องด าเนินการแต่งตั้งผู้บริหารบัญชีผู้ใช้งาน (Account Administrator) ให้เป็นผู้บริหารจัดการ
on the three offenders as follows: a civil penalty, compensation in an amount equal to the benefits received or would have been received, reimbursement of the SEC's investigative expenses, and barred