Bangkok, July 10, 2015 ? The SEC and the Stock Exchange of Thailand (SET) agreed to provide the information concerning abnormal securities trading in one place. Accordingly, the SEC?s last Turnover

required. Moreover, certain criteria will be applicable to the business operator such as (i) outsourcing policy and arrangement must be made in writing; (ii) contingency plan must be in place for the case

. The event also highlighted research focusing on Thai investors' interest and behaviors toward sustainable investments in stocks and mutual funds. The symposium took place on 15 November 2024.A video

consultants with ESG knowledge, ensuring that professionals in the capital market are equipped to perform their roles effectively. This event took place on 4 November 2024 at Sofitel Bangkok Sukhumvit Hotel

Ms. Jomkwan Kongsakul, Deputy Secretary-General of the Securities and Exchange Commission (SEC), participated in a panel at the Global Regulatory Forum on the topic "Compliance and Resilience at a

enforcement activities, statistics, and collaboration with relevant agencies to combat and prevent investment scams on social media platforms. The event took place on 22 August 2024, at the SEC Building.Ms

supervision. The briefing took place on 24 September 2024 at the SEC Building. Mr. Anek Yooyuen, SEC Deputy Secretary-General and SpokespersonMr. Rongrak Phanapavudhikul, SET Senior Executive Vice President and

The measures include the Bank of Thailand (BOT)’s permission for financial institutions that have purchased investment units of daily fixed income funds to place such investment units as collateral

notification which has been revised according to comments from the business operators and related persons from the public hearing in May, for example:  - The operation system shall have in place a client

Bangkok, July 31, 2014 ? The SEC ordered Richy Place 2002 Plc. (RICHY) to amend information in the registration statement concerning comparison of P/E ratios of the company and the industry to be