of Clause 20(3) of the aforesaid notification. The SEC therefore publicly disclosed {B}' s inappropriate behavior in performing duties as an investment consultant and will keep a demerit record for

not be overshadowed by information on the giveaways.?The guideline has been issued to protect investors as more information useful for making investment decision will be provided for investors instead

matter are welcome until December 13, 2012.Under the draft revision, securities issuers will be required to disclose additional information in  a registration statement, an annual registration statement

matter are welcome until December 13, 2012.Under the draft revision, securities issuers will be required to disclose additional information in? a registration statement, an annual registration statement

matter are welcome until December 13, 2012. Under the draft revision, securities issuers will be required to disclose additional information in a registration statement, an annual registration statement

debentures, bills of exchange (B/E) and derivative warrants (DW), allotment to the related persons will be allowed in the similar manner as that to general investors. The revised regulations aim to strike a

Secretary-General will be effective as from November 1, 2014.    

investment advice without any reference from analysis report or certification of Maybank Kim Eng Securities (Thailand) Plc. Certain statements contained in the said could make the client believe that he will

with irregularity in price of securities in which mutual funds invest.  AIMC will later announce the reviewed guideline for NAV calculation, affirmed Mr. Vorapol.

changing and our CRA regulations are becoming outdated. This supervisory amendment will enhance CRA credibility, conflicts-of-interest management, and information disclosure and safekeeping. This would help