functions responding to a variety of investment demands. The SEC hopes that the application will be the tool that could eventually improve the investment skill among the Thais,? said Vorapol.
international standard. The investment risk management guideline and due diligence checklist will help strengthen business sector to be ready for increasingly fierce competition,? said Mr. Vorapol.
condition that they meet all requirements of the governing regulations. The approval will promote entry of new and various financial products into the Thai market and increase investment choices for local
securities trading. Because of his misconduct, Kajonchai will be subject to the SEC?s consideration regarding prohibited characteristics of capital market personnel. Meanwhile, the SEC is proceeding with the
certainty the adequacy of funding sources and submit the complete tender offer to the SEC as soon as possible. For this case, such tender offer is considered materially incorrect and the SEC will consider to
justice administration; whereby the court will judge the case accordingly.Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the
fined each of them 1,718,816.18 baht. Meanwhile, the SEC will take further legal actions against those declining to enter the settlement procedures.
funds to invest in listed securities in GMS countries up to 100% of the NAV with specified diversification which will help promote competitiveness for Thai mutual fund industry as well.(4) Putting in
filing of a criminal complaint commences the criminal justice administration; whereby the court will judge the case accordingly. Information contained in this news release is as of the aforementioned