in this case, the SEC has been given information support from the SET and full cooperation of the CIB through the ECD in the compilation of facts and evidence, a proactive and collaborative approach
/PB_Detail.aspx?SECID=849. Stakeholders and interested parties are welcome to submit comments and suggestions through the website or email: sirinad@sec.or.th or anoma@sec.or.th . The public hearing ends on 25
complying with the ARFP rules would be entitled for public offerings in the host country through licensed selling agents.Similar to the ASEAN Collective Investment Schemes (ASEAN CIS) which has been launched
Special Investigation (DSI) on account of failure to perform duty in good faith causing damage to the company and siphoning company?s benefit through securities trading transactions. From the SEC?s probe
agents, have contacted and solicited the public as well as disseminated related investment documents and information through various channels including website www.famarkets.com and www.ngm-trading.com
in such high proportion, especially when it is a joint venture with foreign partner. The SEC, therefore, relaxed the regulations to attract Thai and foreign investors to invest through Thai holding
shares while {D}, as investor contact, had facilitated internet tradings through accounts of {A}, {B} and {C}. {A} and {D}, however, refused to enter the settlement process.Consequently, {D} is deemed to
advice on suitable products in compliance with standard of conducts;(3) Giving knowledge through activities and channels by preparing plan for financial literacy and investor potential for 2011-2013 which
that Sagha Sakulekpaisan (former name: Chakchai (Thana) Sae Jiem, also known as ?Here-Tee") had sent, through the accounts of eight persons, trading orders of FOCUS shares during April 24-25, 2008, IFEC
related to Suriya who was believed to be the mastermind of the rehabilitation and acquisition of POWER?s shares; 2. Embezzling POWER?s money by concealing through four transactions of the company?s advance