operator.  Noted: Filing a criminal complaint is the commencement of the criminal process. Under the Criminal Procedure Code, after receiving the complaint, the inquiry officer will investigate the case

website or facsimile: 0-2033-9980 or 0-2263-6490 or e-mail: kruaonn@sec.or.th or isaya@sec.or.th until 29 November 2018. _____________________________QR Code for Details

The Revenue Department has prepared a draft bill amending the Revenue Code relating to the improvement of income tax payment from investors investing in debt securities through mutual funds. The

October 2018. _______________________QR code for further details

supervise the capital market, while demonstrating good governance characteristics and compatibility with the SEC Code of Ethical Conduct. Individuals lacking appropriateness or displaying traits that

public. The said action was in contravention of Section 241 of the Securities and Exchange Act B.E. 2535 (1992) in conjunction with Section 86 of the Penal Code. The Southern Bangkok Criminal Court

issues for the SEC Board?s further consideration: (1) the necessity for amendment to the SEC Governance and Code of Conducts; and (2) the necessity for prohibiting SEC Board members from holding positions

penalties under Section 296 of the Act in conjunction with Section 86 of the Criminal Code. Both persons agreed to enter the settlement procedure. The Settlement Committee imposed a respective fine of 500,000

Section 243 (1) in conjunction with Section 244 and Section 243 (2) of the SEA and Section 83 of the Penal Code. Lalana, however, failed to pay the fine as ordered by the Settlement Committee. Therefore

บริษัทจัดการลงทุนจำนวน 26 แห่งประกาศเจตนารมณ์แล้ว พร้อมเดินหน้ารับการปฏิบัติตาม I code หรือ หลักธรรมาภิบาลการลงทุนสำหรับผู้ลงทุนสถาบันตามแนวทางสากลนางวรวรรณ ธาราภูมิ นายกสมาคมบริษัทจัดการลงทุน เปิด