“general liabilities” means total liabilities deducted by qualified liabilities; “total liabilities” mean: (1) all liabilities shown in the financial statement but not including the following liabilities: (a
licensed to undertake securities business in the category of underwriting, including any selling agent; (6) “ patron ’ means a person who patronises the issuer, for instance, clients, suppliers, employees of
underwriting, including any selling agent; (6) “patron’ means a person who patronises the issuer, for instance, clients, suppliers, employees of a conglomerate company or joint venture; (7) “SEC Office” means
, including any selling agent; (6) “patron’ means a person who patronises the issuer, for instance, clients, suppliers, employees of a conglomerate company or joint venture; (7) “SEC Office” means the Office of
as securities registrar, including the internal control system capable of preventing wrongful acts; (2) list of securities for which the applicant has provided services as registrar (if any); (3
following evidentiary documentation: (1) details of the work system for preparing, procesing, storing and reporting provision of services as securities registrar, including the internal control system
agency used for considering the issuance of license, registration or permission to operate the derivatives trade without having to apply for a license or registration including the rule used in supervising
license or registration including the rule used in supervising derivatives trade which shall at least contain the rule on financial stability and position, as well as the conduct of business, and there
policies and rules for investment including policies and measures in controlling and managing risks from derivatives trading and operational management, a system to prevent conflicts of interest and leaking
responsible jobs. (2) having policies and rules for investment including policies and measures in controlling and managing risks from derivatives trading and operational management, a system to prevent