Business Operation, but also the rules prescribed in this Notification. In the case where the rules on providing services to clients regarding investment in capital market products denominated in foreign

office that enables the management company to comply with all prescribed rules. Where the application is for an establishment of an online branch, the company shall also demonstrate that: 1. for the case

branch, the company shall also demonstrate that: 1. for the case that the management company is going to use the online branch as a channel to provide information on selling of investment units or to

). In the case where no wrongdoing is detected, the SEC Office will not store such data; Data for verification of wrongdoing from the integrated public information and governmental services database

. In case of having reasonable and appropriate ground or having limitations under other laws which causes the CIS operator not to be able to submit certain information or evidentiary documentation under

notification of the Capital Market Supervisory Board governing qualifications and prohibited characteristics of the directors and executives of derivatives business operators, as the case may be; (2) “personnel

List of Fund Managers Past performance at specific periods (% per annum) Benchmarks: YTD 3 months 6 months 1 year Fund This ASEAN CIS is authorised or approved (as the case may be) and under the

pay costs instead of the plaintiff including lawyer’s fee 10,000 Baht, court fees to be paid as much as the plaintiff won the case. Therefore, the Court has issued the warrant for enforcement and begun

insignificant to the case and the costs outweigh the benefits derived from compliance with such rules or conditions; (2) the Thai government agencies are subject to restrictions under other laws resulting in

report in accordance with Section 247 of the Securities and Exchange Act B.E. 2535 (including in the case of acquisition through the chain principle) 8. Type of securities subject to the reporting