efficient complaint handling system for the settlement of dispute, such as act in compliance with the notification of the Securities and Exchange Commission governing determination for securities company
compliance with the notification of the Securities and Exchange Commission governing determination for securities company regarding complaint handling and entering into the Office’s arbitration process for the
Lamlukka, Pathumthani 12150, Thailand Tel : +66(0) 2192 3737 Fax : +66(0) 2192 3741-44 www.eurekadesign.co.th 7. Basis for determination of value of reward According to the share price agreed between the
Determination of Investment Management not being regarded as Securities Business in the Category of Private Fund Management 06/08/2009 16/08/2009 2. Notification of the Securities and Exchange Commission 1
Clause 2 shall pay the application fee as per the rates prescribed by the Notification of the Office of the Securities and Exchange Commission governing Determination of Fees for Filing, Registration, and
such consultants. Nevertheless, both parties may change the scope and details of service, whereby the service fee may be adjusted accordingly. 4. Total value and criteria for determination of the
ลงทุนบนพื้นฐาน ของข้อมูลที่ถูกต้อง ครบถ้วน และเป็นประโยชน์ (informed decision-making) โดยควรมีบริการที่ช่วยอ านวย ความสะดวก (facilitate) ในการศึกษาวิเคราะห์ข้อมูลเพื่อประกอบการตัดสินใจลงทุน เครื่องมือที่
product in support of their investment decision making; (3) To disclose the fees charged to the clients by the intermediary . Clause 8 In case of providing services to clients who are subject to the
product in support of their investment decision making; (3) To disclose the fees charged to the clients by the intermediary. Clause 8 In case of providing services to clients who are subject to the
investment decision making; (3) To disclose the fees charged to the clients by the intermediary . Clause 8 3 Repealed. Chapter 2 Specific Provisions related to Providing Services of Inbound Products Which Are