Bangkok, October 16, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved to revise the regulations on services concerning investment in
Bangkok, October 24, 2014 - The SEC suspended two capital market investment consultants namely {A}, a consultant of Bualuang Securities PLC., for trading securities on behalf of clients and {B}, a
revealing or informing material information likely to affect investor?s interests was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC
behalf of client and seeking benefits from the client during the performance of duties were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market
purchase and acceptance of assignment of claims are the related party transactions under the Notification of the Capital Market Supervisory Board No. TorChor. 21/2551 Re: Rules on Connected Transactions and
Capital Pte. Ltd. at original price due to incident that the Buss Capital Fund Singapore, the main provider of the company’s working capital, had become bankrupted. The number of shares sold is 140,000
be considered as a connected transaction regarding providing of financial assistance pursuant to the Notification of the Capital Market Supervisory Board No. TorChor. 21/2551 entitled Rules on
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