intermediary who wishes to open an oversea representative office shall have readiness of the following arrangements: (1) work plan for establishment and operation of the office; (2) efficient management system
Notification of the SEC Office. Clause 19 An intermediary who wishes to open an oversea representative office shall have readiness of the following arrangements: (1) work plan for establishment and operation of
the Notification of the SEC Office. Clause 19 An intermediary who wishes to open an oversea representative office shall have readiness of the following arrangements: (1) work plan for establishment and
mutual fund for an accounting period, and in case of an open-end mutual fund, such information shall also be disclosed in any half-year report. Disclosure of information under the first paragraph is not
funds ; (5) undertaking for open-end funds to maintain their liquidity and the procedure in case of failure to maintain liquidity as specified; (6) any other provisions relating to the management of funds
; (5) undertaking for open-end funds to maintain their liquidity and the procedure in case of failure to maintain liquidity as specified; (6) any other provisions relating to the management of funds in
closed-end fund and open-end fund; “Registered person” means any person who is registered as a qualified fund supervisor; “Association” means any association relating to securities business, which has been
issues guidelines for such consideration and procedures as follows: Clause 1. In this Notification; “Fund supervisor” means the mutual fund supervisor; “Mutual fund” means any closed-end fund and open-end