business in the category of derivatives broker limited to precious metal derivatives, therefore, it is necessary to issue this Notification. Amended by the Notification of the Securities and Exchange
derivatives business in the category of derivatives broker limited to precious metal derivatives, therefore, it is necessary to issue this Notification.
: เป็นการค านวณความเส่ียงท่ีอาจเกิดขึ้นจากการท่ีผูป้ระกอบธุรกิจมีสถานะ เงินลงทุนในรายหลกัทรัพย์2 ท่ีเป็นสัดส่วนท่ีสูงเม่ือเทียบกบัมูลค่า issue ทั้งหมดของหลกัทรัพยด์งักล่าว ซ่ึงจะส่งผลใหก้ารลา้งสถานะเงิน
complaints arising from the performance of duties of its employees. Clause 4. Unless otherwise specified, the Office shall have power to issue the Notification prescribing detailed rules relating to the
Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds (No. 3), dated 17 October 2007. Clause 4. Unless otherwise specified, the Office shall have power to issue the
specified, the Office shall have power to issue the Notification prescribing detailed rules relating to the matters specified in this Notification to ensure practical implementation and to enable the Office
Paragraph 1(1) (a) 4. of clause 18 shall rank the highest in short-term issue rating or the three highest in long-term issue rating. In the case where bill of exchange or promissory note under Paragraph 1
issue rating or the three highest in long-term issue rating. In the case where bill of exchange or promissory note under Paragraph 1 having no short-term issue rating or in case of depositing or investing