. Notification of the Office of the Securities and Exchange Commission No. SorKhor. 22/2553 Re: Prohibited Characteristics of Directors, Executives and Major Shareholders of Trustees
you are in any doubt, you should consult your local intermediary, local representative, or CIS operator. The copy of this registration statement has been registered with the Office of Securities and
representative, or CIS operator. The copy of this registration statement has been registered with the Office of Securities and Exchange Commission. The effectiveness of this registration statement neither
intermediary, local representative, or CIS operator. The copy of this registration statement has been registered with the Office of Securities and Exchange Commission. The effectiveness of this registration
Funds and Covered Management Companies and related Cooperation (HK-TH MRF MoU), which was signed by the Securities and Futures Commission of Hong Kong (SFC) and the Office of the Securities and Exchange
MoU), which was signed by the Securities and Futures Commission of Hong Kong (SFC) and the Office of the Securities and Exchange Commission, Thailand (SEC) on 20 January 2021, the cross-border offerings
(Newest) Date (Oldest) translate-spv.docx the period prescribed by the SEC Office; (2) any person who is in possession of property or documents belonging to the special purpose juristic person shall inform
-DERI.pdf DRAFT director of the derivatives exchange shall be vacated from his office upon: (1) possession of any prohibited characteristics under Section 61; (2) removal by the SEC due to gross incompetent