, or negotiation with clients is made via telephone or electronic means, the securities company shall keep records of such action by using a tape recorder or an electronic data recording device. Clause

facsimile transmission, electronic mail or any other means according to the recipient’s intention. In this regard, record of notification shall be made and written notification shall be sent to the recipient

rules: (1) disclose the information on the execution of such transaction to the SEC Office in the form and procedure specified in the Electronic Information System of the SEC Office; (2) disclose the

20,000.00 1 4,772.50 2 6,592.10 2 4,600.00 2 15,057.10 1 8,500.00 2 11,200.00 2 20 Automotive 300.00 1 1,237.10 2 294.30 1 500.00 1 800.00 1 280.00 1 200.00 1 21 Electronic Components 217.30 1 20.00 1 22

-consuming projects or assignments such as real estate development business, building construction business, ship construction business, etc.). Disclose the values of the ongoing projects as of the most recent

-value, time- consuming projects or assignments such as real estate development business, building construction business, ship construction business, etc.). Disclose the values of the ongoing projects as

securities company (No. 2) dated 25 May 2004. Clause 2. In this Notification, “electronic data” means the information created, transmitted, received, stored or processed by an electronic means; “securities

) dated 25 May 2004. Clause 2. In this Notification, “electronic data” means the information created, transmitted, received, stored or processed by an electronic means; “securities company report

financial statement of a securities company (No. 2) dated 25 May 2004. Clause 2. In this Notification, “electronic data” means the information created, transmitted, received, stored or processed by an

percent from the first nine months of 2016, due mainly to the increase in gains on investments and net fees and service income, an increase in fee income from mutual funds, bancassurance, electronic