............................................................................................................................................. ........................................................................................................................................................... (Upon the SEC Office’s approval of the registration of SEC Account in an urgent case, the Applicant shall submit the hardcopy documents according to the Licensing Manual for the Public within 3...

กรรมการผู้มีอ านาจ ลงนาม เท่านั้น สามารถ download หนังสือได้ที่ http://www.sec.or.th/TH/Documents/account_admin_form.doc (แนวทางการแต่งตั้ง Account Administrator ส าหรับกลุ่มบริษัท หรือ outsource ตามข้อ 3-4

amend the terms and other details necessary for and relevant to the issuance and allocation of the VGI-W2 Warrants, (b) sign applications and other documents and evidence necessary for and relevant to the

for Approval for the Establishment of a Fund _____________ Division 1 Features of the Fund to be Approved _______________ Clause 9 The documents of the fund applying for approval of establishment shall

for Approval for the Establishment of a Fund _____________ Division 1 Features of the Fund to be Approved _______________ Clause 9 The documents of the fund applying for approval of establishment shall

documents of the fund applying for approval of establishment shall contain the stipulations indicating the features of the fund as follows: (1) being a close-ended fund except when the redemption is clearly

of shares and the entry into shares purchase agreement, share subscription agreement and any other documents related thereto with TSEO and the power to perform any acts which are necessary and

indicated in the documents published for dissemination of mutual fund rating information, containing essential statement that the information on mutual fund rating should be used only for supplementing the

investments account and reviewing evidentiary documentation attached to the application before delivering them to the management company for considering an approval; (2) disclosure of information or documents

to the management company for considering an approval; (2) disclosure of information or documents needed for making investment decisions to clients, as well as arranging clients’ information in support