capital rules serve as initial capital requirement for those intending to operate a securities business. Once the business operation begins, the licensees must also maintain on-going capital suitable for
years, while the existing rotation period was 5 years and the existing cooling-off period was 2 years. The revision will be effective from 1 January 2019”. To mitigate impacts at the initial phase of
infrastructure trusts to ensure that they have adequate and suitably high levels of capital. Under the proposed amendments, the initial capital requirement or the minimum amount of owner’s equity must be
other countries and has requested for initial comments from the business sector in order to ensure this regulatory revision be appropriate for private fund management business in the Thai capital
has requested for initial comments from the business sector in order to ensure this regulatory revision be appropriate for private fund management business in the Thai capital markets.Thus, SEC
19 September 2016.On 5 September 2016, North Heaven filed a voluntary tender offer of DSGT securities for business takeover with the SEC. The initial disclosure of the tender offer, which was prepared
third quarter of 2016.The initial deadline for submitting the special audit report and the amended financial statements was 6 February 2017 before being postponed to 8 March 2017.However, KC has requested
liabilities incurred from the bills of exchange issuance.The initial deadline for submitting the special audit report and the amended financial statements was 6 February 2017.KC requested an extension to the
ก.ล.ต. ขยายเวลารับฟังความคิดเห็นเกี่ยวกับแนวทางการกำกับดูแล Initial Coin Offering (ICO) ที่เป็นหลักทรัพย์ เพื่อหาแนวทางกำกับดูแลที่ทำให้ตลาดมีความน่าเชื่อถือและให้ความคุ้มครองผู้ลงทุนตามสมควร โดยไม่
Bangkok, 7 October 2016 ? The SEC is seeking public comments on the proposed amendments to the initial public offering (IPO) rules with regard to share allocation to patrons and related persons of