Bangkok, August 18, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General said that the SEC recently presented the benefit of infrastructure funds for infrastructure development in Thailand to Air
Bangkok, January 22, 2014 - The SEC revealed that the Settlement Committee imposed a total fine of 26,665,197.12 baht on {A} as the principal, as well as {B} {C} and {D} as the aiders and
Management Companies (AIMC) that ?The SEC urges the associations? members to make a declaration of intent against corruption by joining the Collective Action Coalition Against Corruption Council (CAC). The CAC
on MILL?s 2012 financial statements due to significant matter indicating that such transaction may not be considered conducting in a normal course of business. For the abdication of the right to
Kasikorn Securities Plc., the SEC probed into the case and found that {A} failed to keep several records of investment advice and client's trade order instructions. Besides, communication records between him
an EU equivalent country confirming EU and Thailand?s mutual reliance in that EU member states are able to rely on supervisory work of Thailand?s oversight systems, and vice versa. Accordingly, EU
redundancy reduction, as well as effective information management. This would ultimately propel target groups? knowledge and healthy financial habits.Mr. Vorapol added that ?The cooperation and resources from
condition that they meet all requirements of the governing regulations. The approval will promote entry of new and various financial products into the Thai market and increase investment choices for local
this case, the SEC?s probe found that Yongyuth and Vorapin had sold TUCC shares in such a way that taking advantage of others by using non-public information material to TUCC share price. They learnt of
account owner.The SEC and RHB OSK found that {A} took securities trading orders from a client using an alias through chat program. The client also sent securities trading orders on behalf of other 12