under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Evidence on the appointment of a brokerage firm to perform duty as local intermediary in Thailand (issued by CIS Operator
Thai AMC is required to perform on-going monitoring and oversee that the mutual fund maintains the qualifications of an MRF-eligible master fund in accordance with the requirements under HK-TH MRF MoU
SEC considers the information of such mutual fund. The Thai AMC is required to perform on-going monitoring and oversee that the mutual fund maintains the qualifications of an MRF-eligible master fund in
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UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
. Taweesuk Srisumrid; 6. Local director 2/ ICUK Entity Intercarabao Limited Country United Kingdom Paid-up and registered capital Pre-transaction: Equivalent to the amount of GBP 14.5 million Post-transaction
Limited Country United Kingdom Paid-up and registered capital Pre-transaction: Equivalent to the amount of GBP 14.5 million Post-transaction: Equivalent to the amount of GBP 14.5 million Nature of business
% United Arab Emirates 5.00% Indonesia 4.50% United States 4.00% Malaysia 3.00% Panama 2.50% Thailand 2.00% United Kingdom 2.00% Financial 39.50% Real Estate 26.00% Government 8.00% Consumer, Cyclical 6.50
ดับ Jurisdiction/Country IOSCO MMOU Signatory A OECD กลุ่มประเทศ GMS 102 United Arab Emirates - - 103 United Kingdom - 104 United States of America - 105 Uruguay - - 106 Vietnam
LIMITED UBS SECURITIES (THAILAND) LIMITED UNITED OVERSEAS BANK (THAI) PUBLIC COMPANY LIMITED UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED UOB KAY HIAN SECURITIES (THAILAND) PUBLIC COMPANY LIMITED UOB