undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Office of the Securities and
perform and was the failure to deliver services http://market.sec.or.th/public/idisc/en/Enforce Civil Action Dated 25/08/2022 assets and derivatives contracts related to digital assets trading between 25/08
: “Today, the Stock Exchange of Thailand (SET), by the Sustainable Investment Committee, has resolved to remove EA securities from the SET ESG Ratings List due to the company’s failure to meet the criteria
paragraph of Section 281/2 in conjunction with Section 89/7 and Sections 307, 308, 311 and 313 of the Securities Exchange Act B.E. 2535 (1992) (SEA).His above actions caused NIPPON?s failure to record and
281/2 in conjunction with Section 89/7 and Sections 307, 308, 311 and 313 of the Securities Exchange Act B.E. 2535 (1992) (SEA).His above actions caused NIPPON's failure to record and prepare its
required to pay civil monetary penalties, compensations in the amounts equal to the benefits received or would have been received, and reimbursements of investigative expenses incurred by the SEC, as the
, and how the management company proceeds in case of failure to appoint a new guarantor; (c) Should the investors consider the risk from future credit of the guarantor or not, and how? Division 3 Mutual
total revenues came from a major counterparty. 2. In term of due diligence, failure to have the following information disclosed:(1) Debt repayment ability of a large debtor which is also the applicant?s