Economic and Social Commission for Asia and the Pacific (ESCAP) ในหัวข้อ "Towards Responsible Business Practices in ASEAN" โดยได้กล่าวถึงบทบาทของ ก.ล.ต. ในฐานะประธาน ASEAN Capital Markets Forum ในปี 2019
necessary information for investment decisions. Besides, the related business operators may not be under the SEC's supervision, and the digital tokens may not be supported by any secondary market and lack
manager that she had obtained such authorization and decided to trade by the instruction of clients? appointee or by her own deliberation. For a long period of time, she continually made trading decisions
trade securities in the client's account without permission in order to achieve better performance. {A}'s actions are in violation of Clause 20(1) and 20(2) of the Notification of Capital Market
securities trading account to trade securities for others and accepting authorization to make securities trading decision on behalf of client, in violation of Clause 20(1) and (2) of the Notification of
securities trading orders from persons being neither account owner nor account owner's appointee; and failing to keep a complete record of trade order instructions; in violation of Clause 20(2) and (3) of the
indicated that {B} had obtained authorization to trade gold futures for the client. The client then acknowledged and accepted the trading as reported by him without any enquiries. The acts of {A} and {B
based on the company positive non-public information material to {X1} share price. It was the information on merger of {X1} with {X2} Plc. by means of entire business transfer during 2010-2011. The merger
Mr. Sarath Teganjanavanich During the period of 9 to 16 October 2015 and 12 to 26 April 2016, Mr. Sarath Teganjanavanich, Vice President of Business Planning and Finance of Thai Optical Group Public
Miss Malita Limlomwongse During the period of 9 to 16 October 2015 and 12 to 26 April 2016, Mr. Sarath Teganjanavanich, Vice President of Business Planning and Finance of Thai Optical Group Public