Capital Market Supervisory Board.* The SEC has therefore imposed administrative sanctions with details as follows:   (a)  suspending the approval of {A} as securities investment consultant for two months

Bangkok, 21 November 2016 - The SEC has revoked the approval of eight securities investment consultants of {X1} Public Company Limited for committing frauds against the assets of mutual fund clients

channel anytime. {A}'s actions were deemed non-compliance with investor contact's standards of conduct of Clause 14(7) of the SEC Notification No. SorKhor 49/2552 Re: Approval for Investor Contacts and

trading. The acts of {A} and {B} were in violation of Clause 20(2) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to

of interests) deemed it appropriate to propose to the shareholders’ meeting planned to be held within November 2017 for their consideration and approval of the selling one part of Company Investment

information memorandum pertaining to the transaction to the Stock Exchange of Thailand (Attachment 1) as well as to seek an approval for entering into such transaction from the shareholders’ meeting with votes

วันที่ 15 ตุลาคม 2545 1 NO. (SUTHA-SET) 009/2019/EN 15 May 2019 Subject: Notification of the Board of Directors resolution regarding the approval of interim dividend payment and schedule for the

the Memorandum of Association to be in accordance with the reduction in registered capital and to be presented to the shareholders for approval. 3. Approve the increase of registered capital and

securities company to obtain prior approval in accordance with Clause 19. In cases where the securities company has submitted the contents of an advertisement to the Office, and the Office does not make an

estimated return; (2) advertisement related to auto-redemption rate; (3) advertisement for which the Office directs the securities company to obtain prior approval in accordance with Clause 19. In cases where