enhancing regulations and supervisory measures through collaboration with the SET to elevate oversight and quality of listed companies. For example, increasing the amount of profits and equity for companies
to gather comments and suggestions from the public and stakeholders. Most of the respondents agreed with the principles and the proposed amendments to the governing regulations. The SEC has therefore
SEC Secretary-General Pornanong Budsaratragoon said: “The SEC has issued 11 notifications containing regulations for establishing and managing Thailand ESG Funds. They have been published in the
regulations specified by the SEC and arrange for IT security audit and a penetration test by a knowledgeable and skilled auditor who is independent from the responsible IT Unit before commencing service
: * Regulatory Guillotine is the regulatory review of the existing laws and regulations. The reviewed laws and regulations that are not necessary or do not keep pace with situations or remain obstacles to
supervision would expand to cover additional entity types under the SEC regulations; (2) Define clear roles, responsibilities and involvement of the board of directors, including the governance body, to ensure
laws and regulations. The reviewed laws and regulations that are not necessary or do not keep pace with situations or remain obstacles to livelihoods or engagement in occupations will be abolished or
authority of SEC’s Board to set regulations on how exchange should conduct its business in order to meet the goals and expectations as stated in the law. It will also include the SEC’s power to take legal
financial planning tool and raising people’s awareness into actual implementation. “In order to promote wealth advisors, SEC will amend the regulations to attract and reduce obstacles for new and existing
SEC has applied the principles for regulatory reform to revising governing mutual fund regulations in order to ensure that these rules are reasonable, practical and less burdensome for the