trading activities of one group of individuals. According to the SEC’s further investigation, there was sufficient evidence showing that on 7 and 17 November 2014 Thanadej, Naruedee, Nitis and Winyoo had

Bangkok, 17 August 2016 - The SEC has suspended two capital market investment consultants, namely {A} for making unauthorized trading decisions, and {B} for giving investment advice without any

>     - a civil monetary penalty of 8,000,000.00 Baht     - a suspension of digital assets and derivatives contracts related to digital assets trading

suspension of digital assets and derivatives contracts related to digital assets trading between 22/05/2023 and 21/09/2023     - a bar from serving as a director or executive in a

. Sommart Dhupchinda to commit offense in using Mr. Sommart's securities trading account to purchase TIPCO shares in such a way as to take advantage of other persons before TIPCO disclosed the inside

extraordinary payment and the highest rate of payment in five years. Subsequently, they commit offense in using Mr. Sommart's securities trading account to purchase TIPCO shares in such a way as to take

price at that time. Subsequently, Mr. Worawoot colluded with Miss Patcharapat Tongwaen to commit offense in using Miss Patcharapat’s securities trading account to purchase COL shares in such a way as to

shares at higher price than their market price at that time. Subsequently, they commit offense in using Miss Patcharapat’s securities trading account to purchase COL shares in such a way as to take

May 2020, Mr. Tikhamporn bought LPN’s shares by using Mr. Tanat Plengsrisuk’s securities trading account prior to LPN’s disclosure of such inside information to the public on 22 May 2020, at 12:57 PM

price or the value of the share. Subsequently, Mr. Vudhiphol in collaboration with his son (Mr. Arthit Suriyabhivadh) purchased LPN’s shares through Mr. Arthit’s securities trading account between 7 - 18