supervisory and regulatory capabilities, leveraging technology, data, and innovation in operations, and developing workforce skills to efficiently address stakeholder needs in a timely and effective manner
Capital Market Supervisory Board (CMSB) Meeting No. 11/2566 approved the principles for amending the governing regulations to support the establishment of Thailand ESG Fund in line with the government’s
Market Supervisory Board (the CMSB), who, by virtue of Section 143, Paragraph 1, of the Securities and Exchange Act B.E.2535 (1992) (SEA), passed a resolution for the company to rectify its operation
Supervisory Directors’ Meeting และ Enforcement Directors’ Meeting เมื่อวันที่ 9 มีนาคม 2564 ซึ่ง ก.ล.ต. เป็นเจ้าภาพจัดการประชุม และผู้อำนวยการฝ่ายตรวจสอบตลาดทุน 1 ฝ่ายตรวจสอบตลาดทุน 2 และฝ่ายกำกับการขาย
to the public without the necessity to request for permission from SEC, according to the meeting resolutions of SEC Board on 1 August and of the Capital Market Supervisory Board (CMSB) on 5
, Malaysia?s Audit Oversight Board (AOB), Indonesia?s Finance Professions Supervisory Center (PPPK) and Thailand?s Securities and Exchange Commission (SEC).Areas of collaboration between the AARG and the World
results in Montika and Thai to have prohibited characteristics of capital market personnel pursuant to the Notification of Capital Market Supervisory Board No. TorThor/Nor/Khor. 37/2553 Re: Prohibited
Bangkok, June 25, 2012 ? The SEC Board and the Capital Market Supervisory Board resolved to specify types of accredited investors (AI) and allow an offer for sale of the following products to AI: (1
companies? audits with inspection finding(s). The AARG comprises Malaysia's Audit Oversight Board (AOB), Indonesia's Finance Professions Supervisory Center (PPPK), Singapore's Accounting and Corporate
the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014. The misconduct of {B} was a prohibited