)]. Notified this 30th day of May 2014. -signature- (Achporn Charuchinda) Chairman Securities and Exchange Commission Note: please note that the contents added in brackets [….] have only been provided in the
Proprietary Trading of Securities and Derivatives for Derivative Brokers. Notified this 7th day of April 2015. (Mr. Vorapol Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission
conditions stipulated under Paragraph 1, the Securities and Exchange Commission may revoke the granted license. Clause 11 1 Repealed. Notified this 2nd day of December 2015. -Signature- Mr. Voravidh
this 2nd day of December 2015. -Signature- Mr. Voravidh Champeeratana Chairman Securities and Exchange Commission 1 As amended by the Notification of the Securities and Exchange Commission No. Kor Thor
in practice and for the Office to inspect such practical operation. Clause 13. This notification shall come into force from 1 May 2004. Notified on this 16th day of April 2004. -Signature- (Mr. Somkid
make clarification in practice and for the Office to inspect such practical operation. (Translation) 5 Clause 13. This notification shall come into force from 1 May 2004. Notified on this 16th day of